An accurate estimate of the theoretical power limit of turbines in free fluid flows is important because of growing interest in the development of wind power and zero-head water power resources. The latter includes the huge kinetic energy of ocean currents, tidal streams, and rivers without dams. Knowledge of turbine efficiency limits helps to optimize design of hydro and wind power farms. An explicitly solvable new mathematical model for estimating the maximum efficiency of turbines in a free (nonducted) fluid is presented. This result can be used for hydropower turbines where construction of dams is impossible (in oceans) or undesirable (in rivers), as well as for wind power farms. The model deals with a finite two-dimensional, partially penetrable plate in an incompressible fluid. It is nearly ideal for two-dimensional propellers and less suitable for three-dimensional cross-flow Darrieus and helical turbines. The most interesting finding of our analysis is that the maximum efficiency of the plane propeller is about 30 percent for free fluids. This is in a sharp contrast to the 60 percent given by the Betz limit, commonly used now for decades. It is shown that the Betz overestimate results from neglecting the curvature of the fluid streams. We also show that the three-dimensional helical turbine is more efficient than the two-dimensional propeller, at least in water applications. Moreover, well-documented tests have shown that the helical turbine has an efficiency of 35 percent, making it preferable for use in free water currents.
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December 2001
Technical Papers
Limits of the Turbine Efficiency for Free Fluid Flow
Alexander N. Gorban’, Assoc. Mem. ASME, Professor and Deputy Director,,
Alexander N. Gorban’, Assoc. Mem. ASME, Professor and Deputy Director,
Institute of Computational Modeling, Krasnoyarsk, Russia
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Alexander M. Gorlov, Mem. ASME, Professor Emeritus,,
Alexander M. Gorlov, Mem. ASME, Professor Emeritus,
Hydro-Pneumatic Power Laboratory Northeastern University, Boston, MA 02115
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Valentin M. Silantyev, Graduate Student,
Valentin M. Silantyev, Graduate Student,
Department of Mathematics, Northeastern University, Boston, MA 02115
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Alexander N. Gorban’, Assoc. Mem. ASME, Professor and Deputy Director,
Institute of Computational Modeling, Krasnoyarsk, Russia
Alexander M. Gorlov, Mem. ASME, Professor Emeritus,
Hydro-Pneumatic Power Laboratory Northeastern University, Boston, MA 02115
Valentin M. Silantyev, Graduate Student,
Department of Mathematics, Northeastern University, Boston, MA 02115
Contributed by the Advanced Energy Systems Division for publication in the JOURNAL OF ENERGY RESOURCES TECHNOLOGY. Manuscript received by the AES Division, December 15, 2000; revised manuscript received August 14, 2001. Associate Editor: H. Metghalchi.
J. Energy Resour. Technol. Dec 2001, 123(4): 311-317 (7 pages)
Published Online: August 14, 2001
Article history
Received:
December 15, 2000
Revised:
August 14, 2001
Citation
Gorban’, A. N., Gorlov, A. M., and Silantyev, V. M. (August 14, 2001). "Limits of the Turbine Efficiency for Free Fluid Flow ." ASME. J. Energy Resour. Technol. December 2001; 123(4): 311–317. https://doi.org/10.1115/1.1414137
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